SFC licenceholder AHJ592 LEE Chok Yin, Herbert 李作然

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 01 April 2003
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 01 April 2003 01 July 2011
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE [4] (Advising on Securities) 01 April 2003 30 June 2010
Cinda International Futures Limited 信達國際期貨有限公司 RE [5] (Advising on Futures Contracts), [9] (Asset Management) 01 April 2003 16 December 2003
Cinda International Securities Limited 信達國際證券有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 16 December 2003
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 RE [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 16 December 2003