SFC Licences of OU Wai Fong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MF Global Hong Kong Limited 明富環球香港有限公司 RO 5 11 November 2008 22 December 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RO 4 11 November 2008 22 December 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RO 2 11 November 2008 22 December 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RO 1 11 November 2008 22 December 2010
MF Global Hong Kong Limited 明富環球香港有限公司 RE 5 10 July 2008 11 November 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RE 4 10 July 2008 11 November 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RE 2 10 July 2008 11 November 2008
MF Global Hong Kong Limited 明富環球香港有限公司 RE 1 10 July 2008 11 November 2008
J.P. Morgan Broking (Hong Kong) Limited RE 5 08 February 2006 04 March 2008
J.P. Morgan Broking (Hong Kong) Limited RE 4 08 February 2006 04 March 2008
J.P. Morgan Broking (Hong Kong) Limited RE 2 25 January 2006 04 March 2008
J.P. Morgan Broking (Hong Kong) Limited RE 1 25 January 2006 04 March 2008
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 20 January 2004 09 January 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 20 January 2004 09 January 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 20 January 2004 09 January 2006
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 01 April 2003 20 January 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 01 April 2003 20 January 2004
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 4 01 April 2003 18 August 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 6 01 April 2003 18 August 2003
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 9 01 April 2003 18 August 2003