SFC Licences of CHEN Qing 陳青

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited
RE 1, 2 02 November 2012 14 April 2013
Haitong International Futures Limited 海通國際期貨有限公司
RE 2 15 April 2010 05 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司
RE 1 15 April 2010 05 May 2012
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司
RE 1, 2 29 October 2008 03 May 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 07 August 2006 30 June 2008
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 07 August 2006 30 June 2008
BOCI Securities Limited 中銀國際證券有限公司
BOCI Commodities & Futures Limited 中銀國際期貨有限公司
RE 2 11 November 2005 24 March 2006
BOCI Securities Limited 中銀國際證券有限公司
RE 1 01 August 2005 24 March 2006
First Shanghai Securities Limited 第一上海證券有限公司
RE 1 01 April 2003 29 July 2005
First Shanghai Securities Limited 第一上海證券有限公司
RE 4, 6, 9 01 April 2003 10 August 2004
First Shanghai Securities Limited 第一上海證券有限公司
RE 7 01 April 2003 02 September 2003