SFC Licences of WU Zhigang 吳志剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FTN Financial Asia Limited RE 1 05 August 2009 29 March 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 16 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 26 June 2006 29 September 2008
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 03 June 2006
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 03 June 2006
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005