SFC Licences of LI Shui Hong 李瑞康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nerico Brothers Limited RO 3 26 July 2012 22 June 2017
Nerico Brothers Limited RE 1 24 July 2012 22 June 2017
Nerico Brothers Limited RE 3 24 July 2012 26 July 2012
Hafoo Securities Limited 哈富證券有限公司 RE 1 10 February 2011 31 May 2012
Hafoo Securities Limited 哈富證券有限公司 RO 1 09 July 2010 10 February 2011
Wilson Securities Limited 滙生證券有限公司 RE 4 07 June 2010 31 May 2012
Hafoo Securities Limited 哈富證券有限公司 RE 1 20 May 2010 09 July 2010
BWC Forex Limited 寶華世紀外匯有限公司 RO 3 11 December 2009 31 May 2012
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 April 2006 19 May 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 April 2006 19 May 2007
Shun Loong Forex Company Limited 順隆外匯有限公司 RO 3 08 August 2005 19 May 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 30 May 2005 19 May 2007
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 30 May 2005 08 August 2005
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 1 10 August 2004 04 May 2005
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RO 3 19 March 2004 04 May 2005
Shun Loong Forex Company Limited 順隆外匯有限公司 RE 3 01 April 2003 31 July 2003