SFC Licences of FAURE Olivier Pierre
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Derivatives Hong Kong Limited | RE | 2 | 06 July 2011 | 25 January 2013 |
| UBS Securities Asia Limited | RE | 2 | 06 July 2011 | 25 January 2013 |
| UBS Securities Asia Limited | RE | 1 | 11 May 2011 | 25 January 2013 |
| UBS Securities Hong Kong Limited | RE | 1 | 11 May 2011 | 25 January 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 30 April 2009 | 25 May 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 08 June 2007 | 24 November 2008 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 24 November 2008 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 21 January 2004 |