SFC Licences of KUO Yen-Ting 郭彥廷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 9 | 06 September 2021 | |
| Aspenwood Capital Limited 嘉桓資本有限公司 | RE | 4 | 06 September 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 30 April 2010 | 12 January 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 30 April 2010 | 12 January 2011 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 01 April 2003 | 30 May 2003 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 6 | 01 April 2003 | 30 May 2003 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 7 | 01 April 2003 | 30 May 2003 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 01 April 2003 | 30 May 2003 |