SFC Licences of LAU Yik Yiu 劉奕堯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mackenzie Investments Asia Limited | RE | 9 | 10 August 2007 | |
| Mackenzie Investments Asia Limited | RE | 4 | 10 August 2007 | |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 30 July 2004 | 01 September 2005 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 01 April 2003 | 13 July 2004 |