SFC Licences of LIEM Christopher

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura Securities (Hong Kong) Limited	RE	2	03 February 2010	12 June 2010
Nomura Securities (Hong Kong) Limited	RE	1	08 December 2008	12 June 2010
Nomura Futures (Hong Kong) Limited	RE	2	08 December 2008	19 February 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	10 October 2008	12 June 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	10 October 2008	12 June 2010
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	2	26 October 2006	29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	26 October 2006	29 September 2008
Macquarie Asia Securities Limited	RE	2	15 August 2005	30 August 2006
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	1	01 April 2003	30 August 2006
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	6	01 April 2003	21 January 2004
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	4	01 April 2003	21 January 2004
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司	RE	9	01 April 2003	21 January 2004