SFC Licences of ZLOT Andrew Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 13 January 2010 | 12 April 2012 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 06 August 2007 | 04 January 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 August 2007 | 04 January 2008 |
| UBS Securities Asia Limited | RE | 4 | 14 August 2006 | 12 March 2007 |
| UBS Securities Asia Limited | RE | 1 | 20 May 2004 | 11 August 2006 |