SFC Licences of LAU Lik Alaric 劉力
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RO | 4 | 19 July 2018 | 21 September 2021 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RO | 9 | 21 March 2017 | 21 September 2021 |
| CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RE | 9 | 30 August 2016 | 21 March 2017 |
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 | RE | 1 | 17 May 2012 | 01 November 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 19 August 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 01 April 2003 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 9 | 01 April 2003 | 12 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 7 | 01 April 2003 | 12 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 01 April 2003 | 12 August 2003 |