SFC Licences of LI Hui 李輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 11 April 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 30 December 2021 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 December 2021 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 27 June 2011 | 13 August 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 27 June 2011 | 13 August 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 04 August 2009 | 13 August 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 04 August 2009 | 01 June 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 June 2003 | 05 June 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 05 June 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 26 May 2003 |