SFC Licences of ROUSSEAU Pierre Charles Gislain
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 7 | 15 October 2009 | 30 November 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 4 | 19 September 2006 | 30 June 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 1 | 19 September 2006 | 30 June 2018 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 August 2005 | 19 September 2006 |
| SG Asset Finance (Hong Kong) Limited | RO | 2 | 02 October 2003 | 30 July 2005 |
| SG Asset Finance (Hong Kong) Limited | RO | 1 | 01 April 2003 | 30 July 2005 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 2 | 01 April 2003 | 30 July 2005 |
| Credit Agricole Indosuez Cheuvreux Securities (Hong Kong) Limited 東方匯理盛富香港證券有限公司 | RO | 1 | 01 April 2003 | 30 September 2003 |
| SG Asset Finance (Hong Kong) Limited | RO | 7 | 01 April 2003 | 09 July 2003 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RO | 7 | 01 April 2003 | 09 July 2003 |