SFC Licences of WONG Ka Yau 黃嘉佑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 25 February 2014 | 05 April 2016 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 27 June 2011 | 02 August 2012 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 27 June 2011 | 02 August 2012 |
Halbis Capital Management (Hong Kong) Limited | RE | 9 | 27 June 2011 | 31 December 2011 |
Halbis Capital Management (Hong Kong) Limited | RE | 4 | 27 June 2011 | 31 December 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 29 April 2010 | 04 May 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 April 2010 | 04 May 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 12 April 2010 | 12 April 2010 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 11 December 2009 | 23 March 2010 |
UBS Securities Asia Limited | RE | 4 | 05 December 2006 | 16 May 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 30 March 2004 | 10 November 2006 |