SFC Licences of WAN Shing Lung 溫誠龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 9 03 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 4 03 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 1 03 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 9 24 January 2020 03 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 4 24 January 2020 03 March 2020
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RE 1 24 January 2020 03 March 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 9 06 November 2018 19 January 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 4 06 November 2018 19 January 2020
Gransing Securities Co., Limited 國投證券有限公司 RO 1 04 July 2016 19 January 2020
Gransing Securities Co., Limited 國投證券有限公司 RE 9 04 July 2016 06 November 2018
Gransing Securities Co., Limited 國投證券有限公司 RE 4 04 July 2016 06 November 2018
Gransing Securities Co., Limited 國投證券有限公司 RE 1 26 April 2016 04 July 2016
Enlighten Futures Limited 名匯期貨有限公司 RE 2 21 April 2009 25 April 2016
Enlighten Securities Limited 名匯證券有限公司 RE 1 21 April 2009 25 April 2016
Celestial Securities Limited 時富證券有限公司 RE 3 22 May 2006 13 April 2009
Celestial Commodities Limited 時富商品有限公司 RE 2 30 September 2003 13 April 2009
Celestial Securities Limited 時富證券有限公司 RE 1 30 September 2003 13 April 2009
Celestial Commodities Limited 時富商品有限公司 RE 7 30 September 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 7 30 September 2003 19 February 2004