SFC Licences of MIZOGUCHI Hironori
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 01 April 2009 | 01 October 2022 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 01 April 2009 | 01 October 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 13 April 2004 | 05 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 13 April 2004 | 05 December 2008 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 12 March 2004 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 12 March 2004 |