SFC Licences of CHUNG Shuk Fan 鍾淑芬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 1 28 June 2018 21 August 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RO 4, 9 05 June 2018 21 August 2020
Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司
RE 4, 9 23 May 2017 05 June 2018
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
RO 1, 4, 9 18 November 2014 10 March 2017
Anbang Asset Management (Hong Kong) Co. Limited 安邦資產管理(香港)有限公司
RE 1, 4, 9 06 October 2014 18 November 2014
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司
RO 1 04 June 2014 15 July 2014
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司
RO 4, 9 12 April 2013 15 July 2014
CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司
RE 4, 9 18 March 2013 12 April 2013
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司
RO 4, 9 30 October 2007 14 February 2013
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司
RE 9 06 August 2004 30 October 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司
RE 5 06 August 2004 10 June 2007
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司
RE 4 07 July 2004 30 October 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 4 01 April 2003 24 May 2004
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司
RE 4, 6, 9 01 April 2003 21 May 2004
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 6, 9 01 April 2003 21 May 2004