SFC Licences of HON Tsui Yan, Barbara 韓翠茵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Research Limited 中國光大資料研究有限公司 | RO | 4 | 01 March 2013 | 16 May 2014 |
China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 05 December 2007 | 01 March 2013 |
VC Brokerage Limited 滙盈證券有限公司 | RE | 4 | 24 August 2005 | 17 October 2006 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 27 April 2004 | 23 August 2005 |