SFC Licences of TONG Yim 唐焱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RO | 9 | 29 September 2020 | |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RO | 4 | 29 September 2020 | |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 09 July 2020 | |
| China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 9 | 05 December 2012 | 27 December 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 21 November 2012 | 27 December 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 21 November 2012 | 27 December 2017 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RO | 4 | 14 December 2009 | 27 December 2017 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RO | 4 | 01 August 2005 | 27 December 2017 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 30 December 2004 | 29 June 2005 |
| CASH Research Limited 時富證券研究有限公司 | RO | 4 | 08 December 2004 | 31 March 2005 |
| CASH Research Limited 時富證券研究有限公司 | RE | 4 | 01 April 2003 | 08 December 2004 |