SFC licenceholder AHM538 TSUI Shing Cheung 徐勝昌

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 27 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 01 April 2003 22 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [7] (Providing Automated Trading Services), [9] (Asset Management) 01 April 2003 31 May 2004