SFC Licences of TSUI Shing Cheung 徐勝昌

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 27 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 01 April 2003 22 March 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 01 April 2003 31 May 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 01 April 2003 31 May 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 7 01 April 2003 31 May 2004
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 01 April 2003 31 May 2004