SFC Licences of AU Yip Hang 歐業亨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Ease Investment Limited 中國益祥資產管理有限公司 RO 9 23 August 2021 28 November 2022
China Ease Investment Limited 中國益祥資產管理有限公司 RO 4 23 August 2021 28 November 2022
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 17 August 2016 23 December 2017
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 2 03 February 2016 23 December 2017
Delta Asia Securities Limited 滙業證券有限公司 RO 4 03 February 2016 23 December 2017
Delta Asia Securities Limited 滙業證券有限公司 RO 3 03 February 2016 23 December 2017
Delta Asia Securities Limited 滙業證券有限公司 RO 1 03 February 2016 23 December 2017
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 9 03 February 2016 23 December 2017
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 4 03 February 2016 23 December 2017
Delta Asia Securities Limited 滙業證券有限公司 RE 4 07 December 2015 03 February 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 07 December 2015 03 February 2016
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 4 07 December 2015 03 February 2016
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 4 07 July 2015 09 November 2015
Beevest Fortune Asset Management Limited 蜂投財富資產管理有限公司 RO 9 01 June 2015 09 November 2015
Nerico Brothers Limited RO 3 29 October 2013 01 June 2015
Nerico Brothers Limited RO 2 29 October 2013 01 June 2015
Nerico Brothers Limited RO 1 29 October 2013 01 June 2015
Nerico Brothers Limited RO 9 03 April 2012 01 June 2015
Nerico Brothers Limited RE 3 09 October 2009 29 October 2013
Nerico Brothers Limited RE 2 09 October 2009 29 October 2013
Nerico Brothers Limited RE 1 24 August 2009 29 October 2013
Mirae Asset Wealth Management (HK) Limited 未來資產財富管理(香港)有限公司 RO 6 15 October 2008 28 February 2009
Value Partners Private Equity Limited 惠理直接投資有限公司 RO 9 10 May 2007 25 July 2008
Value Partners Private Equity Limited 惠理直接投資有限公司 RO 4 10 May 2007 25 July 2008
Value Partners Private Equity Limited 惠理直接投資有限公司 RE 9 28 February 2007 10 May 2007
Value Partners Private Equity Limited 惠理直接投資有限公司 RE 4 28 February 2007 10 May 2007
Alpha Nova Capital Management Limited RO 6 10 May 2005 10 February 2007
Alpha Nova Capital Management Limited RO 4 01 April 2003 10 February 2007
Alpha Nova Capital Management Limited RO 9 01 April 2003 10 February 2007