SFC Licences of CIN Chang Sik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
QL Asset Management Company Limited | RE | 4 | 15 December 2020 | |
QL Asset Management Company Limited | RE | 1 | 15 December 2020 | |
QL Asset Management Company Limited | RO | 4 | 13 January 2020 | 15 December 2020 |
QL Asset Management Company Limited | RO | 1 | 13 January 2020 | 15 December 2020 |
QL Asset Management Company Limited | RE | 4 | 25 July 2019 | 13 January 2020 |
QL Asset Management Company Limited | RE | 1 | 17 June 2019 | 13 January 2020 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 29 December 2018 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |