SFC Licences of WAN Ka Yee, Michelle 溫嘉兒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CCB Securities Limited 建行證券有限公司 RE 1 28 September 2007
CCB Securities Limited 建行證券有限公司 RE 1 01 April 2003 25 April 2005
CCB Securities Limited 建行證券有限公司 RE 4 01 April 2003 02 September 2003
CCB Securities Limited 建行證券有限公司 RE 6 01 April 2003 02 September 2003
CCB Securities Limited 建行證券有限公司 RE 9 01 April 2003 02 September 2003