SFC Licences of TANG Leong 鄧亮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Julius Baer (Hong Kong) Limited | RE | 4 | 30 September 2009 | 13 June 2011 |
Julius Baer (Hong Kong) Limited | RE | 1 | 04 September 2009 | 13 June 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 18 June 2008 | 01 July 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 June 2008 | 01 July 2009 |
Hang Seng Futures Limited 恒生期貨有限公司 | RE | 5 | 15 December 2003 | 28 October 2005 |
Hang Seng Futures Limited 恒生期貨有限公司 | RE | 2 | 15 December 2003 | 28 October 2005 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 09 July 2003 | 28 October 2005 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 01 April 2003 | 28 October 2005 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 6 | 01 April 2003 | 03 December 2004 |
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 9 | 01 April 2003 | 03 December 2004 |