SFC Licences of CHAN Gabriel Raeburn 陳偉邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas 法國巴黎銀行 | 4 | 29 May 2020 | ||
BNP Paribas 法國巴黎銀行 | 1 | 29 May 2020 | ||
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 28 June 2016 | 17 May 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 4 | 25 November 2014 | 28 June 2016 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 10 June 2013 | 25 November 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 06 September 2004 | 26 March 2013 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 09 December 2003 | 27 August 2004 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 4 | 01 April 2003 | 02 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 6 | 01 April 2003 | 02 October 2003 |
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 | RE | 9 | 01 April 2003 | 02 October 2003 |