SFC Licences of LAW Kwok Tai 羅國泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	6	01 November 2018	24 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	1	01 November 2018	24 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	03 September 2018	01 November 2018
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	03 September 2018	01 November 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	6	01 December 2015	25 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	21 September 2015	25 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	21 September 2015	25 August 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	6	21 September 2015	01 December 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RO	6	10 October 2014	07 August 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司	RE	6	28 March 2013	10 October 2014
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	17 August 2006	07 August 2015
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	28 February 2005	07 August 2006
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司	RE	9	01 April 2003	21 February 2005
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司	RE	6	01 April 2003	21 February 2005
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司	RE	4	01 April 2003	21 February 2005