SFC Licences of FUNG Ka Lok, Adams 馮嘉諾

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RO 4 26 August 2022 23 August 2023
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RO 1 26 August 2022 23 August 2023
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RO 9 04 May 2022 23 August 2023
Innovest Securities Investment Limited 粵創證券投資有限公司 RO 1 25 July 2019 30 November 2021
Innovest Asset Management Limited 粵創資產管理有限公司 RO 4 20 February 2019 30 November 2021
Innovest Asset Management Limited 粵創資產管理有限公司 RO 9 19 April 2017 30 November 2021
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 22 September 2014 05 January 2016
Bright Fund Management Limited 光明投資管理有限公司 RE 9 22 September 2014 05 January 2016
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 14 June 2012 23 December 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 04 May 2012 05 January 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 04 May 2012 05 January 2016
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 1 19 August 2011 07 April 2012
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 9 15 April 2011 07 April 2012
Oreana Financial Services Limited 澳利亞金融服務有限公司 RE 4 15 April 2011 07 April 2012
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 19 May 2010 22 March 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 19 May 2010 22 March 2011
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 15 July 2005 10 July 2007
Broadway Wealth Management Limited 博偉財富管理有限公司 RO 9 27 May 2005 15 July 2005
Broadway Wealth Management Limited 博偉財富管理有限公司 RO 4 27 May 2005 15 July 2005
Broadway Wealth Management Limited 博偉財富管理有限公司 RE 4 15 July 2003 27 May 2005