SFC Licences of CHAN Wai Nun 陳威能
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 03 September 2007 | 07 September 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 10 August 2007 | 07 September 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 21 February 2005 | 15 March 2007 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 01 April 2003 | 27 January 2005 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 01 April 2003 | 27 January 2005 |
| South China Securities Limited 南華證券投資有限公司 | RE | 6 | 01 April 2003 | 15 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 7 | 01 April 2003 | 15 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 9 | 01 April 2003 | 15 January 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 5 | 01 April 2003 | 15 January 2004 |
| South China Securities Limited 南華證券投資有限公司 | RE | 4 | 01 April 2003 | 15 January 2004 |
| South China Commodities Limited 南華期貨有限公司 | RE | 9 | 01 April 2003 | 15 January 2004 |