SFC Licences of WOO Kin Ming Marcus 胡健明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	24 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	24 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	21 November 2022	24 March 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	21 November 2022	24 March 2023
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	6	22 May 2019	04 November 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RO	1	22 May 2019	04 November 2022
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	6	22 February 2019	22 May 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司	RE	1	22 February 2019	22 May 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	05 November 2018	25 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	6	11 September 2012	25 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	6	08 August 2012	11 September 2012
BOCI Asia Limited 中銀國際亞洲有限公司	RO	6	26 September 2011	01 July 2012
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	20 July 2005	26 September 2011
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	20 July 2005	26 August 2011
CCB International Capital Limited 建銀國際金融有限公司	RE	1	27 January 2005	18 July 2005
CCB International Capital Limited 建銀國際金融有限公司	RE	6	10 January 2005	18 July 2005
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司	RE	6	01 April 2003	06 December 2004