SFC Licences of WOO Kin Ming, Marcus 胡健明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | 1, 6 | 22 May 2019 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RE | 1, 6 | 22 February 2019 | 22 May 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 1 | 05 November 2018 | 25 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | 6 | 11 September 2012 | 25 January 2019 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 08 August 2012 | 11 September 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RO | 6 | 26 September 2011 | 01 July 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 6 | 20 July 2005 | 26 September 2011 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
RE | 1 | 20 July 2005 | 26 August 2011 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 1 | 27 January 2005 | 18 July 2005 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RE | 6 | 10 January 2005 | 18 July 2005 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
RE | 6 | 01 April 2003 | 06 December 2004 |