SFC Licences of WOO Kin Ming, Marcus 胡健明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 1, 6 22 May 2019
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 22 February 2019 22 May 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 05 November 2018 25 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 6 11 September 2012 25 January 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 08 August 2012 11 September 2012
BOCI Asia Limited 中銀國際亞洲有限公司
RO 6 26 September 2011 01 July 2012
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 20 July 2005 26 September 2011
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1 20 July 2005 26 August 2011
CCB International Capital Limited 建銀國際金融有限公司
RE 1 27 January 2005 18 July 2005
CCB International Capital Limited 建銀國際金融有限公司
RE 6 10 January 2005 18 July 2005
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司
RE 6 01 April 2003 06 December 2004