SFC Licences of MA Ka Lai, Diana 馬嘉麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Computershare Hong Kong Investor Services Limited 香港中央證券登記有限公司 | RE | 1 | 02 April 2012 | 14 November 2014 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 01 April 2003 | 27 October 2005 |
| HSBC Securities (Asia) Limited | RE | 1 | 01 April 2003 | 27 October 2005 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 09 December 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 6 | 01 April 2003 | 09 December 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 4 | 01 April 2003 | 09 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 09 December 2003 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 9 | 01 April 2003 | 09 December 2003 |