SFC Licences of CHENG Chi Yuet 鄭子越
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Smart Empire Asset Management Limited 明堡資產管理有限公司 | RO | 4 | 26 November 2019 | |
Smart Empire Asset Management Limited 明堡資產管理有限公司 | RO | 9 | 10 October 2014 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 April 2011 | 14 May 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 April 2011 | 14 May 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 24 April 2008 | 16 May 2009 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 October 2005 | 20 February 2008 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 01 April 2003 | 20 February 2008 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 01 April 2003 | 20 February 2008 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 5 | 01 April 2003 | 13 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 9 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 01 April 2003 | 12 January 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 6 | 01 April 2003 | 12 January 2004 |