SFC Licences of LEE Hyun-Jae 李賢宰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Derivatives Hong Kong Limited | RE | 2 | 27 September 2010 | 11 June 2016 |
UBS Securities Asia Limited | RE | 2 | 27 September 2010 | 11 June 2016 |
UBS Securities Asia Limited | RE | 1 | 27 September 2010 | 11 June 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 27 September 2010 | 11 June 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 01 April 2003 | 19 April 2007 |
UBS Derivatives Hong Kong Limited | RE | 2 | 01 April 2003 | 19 April 2007 |
UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 19 April 2007 |
UBS Securities Asia Limited | RE | 2 | 01 April 2003 | 19 April 2007 |
UBS Securities Hong Kong Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Hong Kong Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Hong Kong Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |
UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
UBS Derivatives Hong Kong Limited | RE | 9 | 01 April 2003 | 07 February 2005 |
UBS Derivatives Hong Kong Limited | RE | 5 | 01 April 2003 | 07 February 2005 |
UBS Securities Asia Limited | RE | 5 | 01 April 2003 | 04 February 2005 |