SFC Licences of LAM Sung Him, Gaston 林崇謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 | RE | 6 | 23 June 2005 | 01 August 2006 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 | RE | 1 | 23 June 2005 | 01 August 2006 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 6 | 28 October 2003 | 21 June 2005 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 4 | 28 October 2003 | 21 June 2005 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 9 | 28 October 2003 | 23 June 2004 |
| Shang International Finance Limited 尚融國際金融有限公司 | RE | 1 | 10 October 2003 | 21 June 2005 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 1 | 01 April 2003 | 23 September 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 6 | 01 April 2003 | 12 August 2003 |
| Cepa Alliance Securities Limited 世博證券有限公司 | RE | 7 | 01 April 2003 | 21 July 2003 |