SFC Licences of POON Sunny Pak Hin 潘柏軒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Yellow River Global Capital Limited 新黃河資本有限公司	RO	9	07 October 2021
Yellow River Global Capital Limited 新黃河資本有限公司	RO	4	07 October 2021
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司	RO	9	10 January 2019	03 October 2021
Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司	RO	4	10 January 2019	03 October 2021
MaiCapital Limited	RO	9	16 August 2018	09 January 2019
MaiCapital Limited	RO	4	16 August 2018	09 January 2019
Cupola Capital Limited	RO	9	16 February 2016	05 July 2018
JW Capital Limited	RO	9	19 December 2011	15 January 2016
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	9	30 December 2009	29 December 2010
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	26 June 2008	29 December 2010
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	29 August 2007	29 December 2010
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	29 August 2007	29 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	20 December 2006	29 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	20 December 2006	29 December 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	20 December 2006	30 December 2009
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	01 April 2003	06 July 2004
Haitong International Securities Company Limited 海通國際證券有限公司	RE	4	01 April 2003	06 October 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	7	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	9	01 April 2003	29 September 2003
Haitong International Securities Company Limited 海通國際證券有限公司	RE	6	01 April 2003	29 September 2003