SFC Licences of DONG Gongwen 董功文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Hong Kong Futures and Securities Limited RO 1 05 June 2009 13 September 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 6 05 June 2009 13 September 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RO 1 05 June 2009 13 September 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 18 May 2007 05 June 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 18 May 2007 05 June 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 May 2007 05 June 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 05 July 2006 16 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 05 July 2006 16 April 2007
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 05 July 2006 16 April 2007
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 16 October 2003 02 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 April 2003 02 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 02 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 7 01 April 2003 10 October 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 10 October 2003