SFC Licences of GUO Jung Rong 郭忠榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Orion Investment Management Limited RE 4 17 November 2009 05 May 2010
Orion Investment Management Limited RE 1 17 November 2009 05 May 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 October 2008 13 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 13 December 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 20 May 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 20 May 2008 29 September 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 April 2007 02 April 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 April 2007 02 April 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 13 March 2007 02 April 2008
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 27 January 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 27 January 2007
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005