SFC Licences of CHU Wayne Wing Kar 朱永嘉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Henyep Securities Limited 興業證券有限公司 RE 1 12 September 2017 30 September 2022
CLSA Limited 中信里昂證券有限公司 RE 1 23 September 2015 12 October 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 22 September 2014 24 June 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 September 2014 24 June 2015
Instinet Pacific Limited 極訊亞太有限公司 RE 7 10 June 2013 20 September 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 4 10 June 2013 20 September 2014
Instinet Pacific Limited 極訊亞太有限公司 RE 1 10 June 2013 20 September 2014
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 27 April 2012 12 March 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 18 January 2011 12 March 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 18 January 2011 12 March 2013
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 19 May 2010 15 October 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 26 November 2009 15 October 2010
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 24 May 2006 15 October 2010
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 4 01 April 2003 09 May 2006
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 6 01 April 2003 09 February 2004
ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 RE 9 01 April 2003 09 February 2004