SFC Licences of LIU Shuang 劉爽

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOB International Asset Management Company Limited 北銀國際資產管理有限公司	RO	1	14 September 2016
BOB International Asset Management Company Limited 北銀國際資產管理有限公司	RO	9	14 July 2015
BOB International Asset Management Company Limited 北銀國際資產管理有限公司	RO	4	14 July 2015
Fortune Asset Management Limited 富強資產管理有限公司	RO	4	31 May 2012	01 July 2015
Fortune Asset Management Limited 富強資產管理有限公司	RO	9	06 February 2012	01 July 2015
PACAT Capital Management Limited	RE	9	19 October 2011	31 January 2012
OP Investment Management Limited 東英投資管理有限公司	RE	9	11 May 2009	11 October 2011
SanJohn Capital Limited 三川資本有限公司	RE	9	27 August 2008	10 May 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RE	9	22 April 2008	23 July 2008
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司	RE	4	22 April 2008	23 July 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	30 November 2007	15 April 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	30 November 2007	15 April 2008
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	9	10 May 2007	11 November 2007
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	4	09 February 2007	11 November 2007
Metaverse Securities Limited 元宇證券有限公司	RE	5	09 February 2007	11 November 2007
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司	RE	1	01 December 2006	11 November 2007
Oriental Patron Asia Limited 東英亞洲有限公司	RE	1	19 July 2003	17 November 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RE	4	01 April 2003	10 May 2003
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RE	6	01 April 2003	10 May 2003
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司	RE	9	01 April 2003	10 May 2003