SFC Licences of MOK Michael 莫永恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 4 | 12 August 2019 | |
| LGT Investment Management (Asia) Limited | RE | 1 | 28 June 2019 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 18 January 2018 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 October 2011 | 12 January 2019 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 October 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 October 2011 | 31 August 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 4 | 24 January 2005 | 03 June 2005 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 | RE | 4 | 31 May 2004 | 31 March 2005 |