SFC Licences of LAM Mabel 林美寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司
RO 1, 6 14 March 2017
SPDB International Capital Limited 浦銀國際融資有限公司
RE 1, 6 08 February 2017 14 March 2017
BOSC International Company Limited 上銀國際有限公司
RO 1, 6 09 January 2015 30 December 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 1 11 November 2013 30 August 2014
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RO 6 17 June 2013 30 August 2014
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RO 1, 6 08 February 2011 03 April 2013
CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司
RE 1, 6 17 February 2005 08 February 2011
Neutral Financial Holding Company Limited 中和金控有限公司
RE 1, 4, 6, 9 01 April 2003 31 January 2005