SFC Licences of LAM Mabel 林美寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RO | 1, 6 | 14 March 2017 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 |
RE | 1, 6 | 08 February 2017 | 14 March 2017 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | 1, 6 | 09 January 2015 | 30 December 2016 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | 1 | 11 November 2013 | 30 August 2014 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
RO | 6 | 17 June 2013 | 30 August 2014 |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RO | 1, 6 | 08 February 2011 | 03 April 2013 |
| CGS-CIMB Securities (Hong Kong) Limited 銀河—聯昌證券(香港)有限公司 |
RE | 1, 6 | 17 February 2005 | 08 February 2011 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RE | 1, 4, 6, 9 | 01 April 2003 | 31 January 2005 |