SFC Licences of LAM Mabel 林美寶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Capital Limited 浦銀國際融資有限公司 RO 6 14 March 2017
SPDB International Capital Limited 浦銀國際融資有限公司 RO 1 14 March 2017
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 08 February 2017 14 March 2017
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 08 February 2017 14 March 2017
BOSC International Company Limited 上銀國際有限公司 RO 6 09 January 2015 30 December 2016
BOSC International Company Limited 上銀國際有限公司 RO 1 09 January 2015 30 December 2016
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RO 1 11 November 2013 30 August 2014
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 RO 6 17 June 2013 30 August 2014
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 08 February 2011 03 April 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 1 08 February 2011 03 April 2013
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 17 February 2005 08 February 2011
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 17 February 2005 08 February 2011
Neutral Financial Holding Company Limited 中和金控有限公司 RE 9 01 April 2003 31 January 2005
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 01 April 2003 31 January 2005
Neutral Financial Holding Company Limited 中和金控有限公司 RE 4 01 April 2003 31 January 2005
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 01 April 2003 31 January 2005