SFC Licences of NG Tak Pan 吳德濱
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 13 March 2009 | 09 August 2017 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 30 October 2007 | 09 August 2017 |
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 06 June 2007 | 01 October 2007 |
Hong Kong Forex Investment Limited 香港外匯投資有限公司 | RE | 3 | 01 April 2003 | 26 June 2003 |