SFC Licences of WONG Wai San 黃偉新

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zundiao Securities Limited 尊迪奧證券有限公司 RO 4 01 June 2021 26 September 2023
Zundiao Securities Limited 尊迪奧證券有限公司 RO 1 01 June 2021 26 September 2023
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RO 4 05 November 2019 28 May 2021
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RO 1 05 November 2019 28 May 2021
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司 RE 1 18 October 2019 05 November 2019
Wealth Management Cube Limited 富方投資平台有限公司 RO 1 08 April 2019 23 September 2019
Wealth Management Cube Limited 富方投資平台有限公司 RE 1 15 March 2019 08 April 2019
Midas Securities Limited 金源證券有限公司 RE 9 16 January 2019 26 January 2019
Midas Securities Limited 金源證券有限公司 RE 4 16 January 2019 26 January 2019
Midas Securities Limited 金源證券有限公司 RE 2 12 November 2018 26 January 2019
Midas Securities Limited 金源證券有限公司 RE 1 12 November 2018 26 January 2019
HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 RO 2 31 August 2017 16 October 2018
HK Noble Sky Treasure Securities Limited 香港天富寶証券有限公司 RO 1 31 August 2017 16 October 2018
LERTHAI Asset Management Limited 勒泰資產管理有限公司 RO 4 23 March 2017 31 July 2017
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RO 2 12 October 2016 31 July 2017
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RO 1 12 October 2016 31 July 2017
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RE 2 05 September 2016 12 October 2016
LERTHAI Securities (Hong Kong) Limited 勒泰證券(香港)有限公司 RE 1 05 September 2016 12 October 2016
Chief Securities Limited 致富證券有限公司 RE 4 20 December 2011 31 May 2016
Chief Securities Limited 致富證券有限公司 RE 1 13 December 2010 31 May 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 13 December 2010 31 May 2016
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 09 December 2008 11 August 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 25 May 2004 11 August 2010
Global Investment Advisors Limited 寰宇投資顧問有限公司 RE 4 01 April 2003 18 May 2004