SFC Licences of WHEELER Daniel Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 01 February 2011 | 25 October 2012 |
| UBS Securities Asia Limited | RE | 1 | 01 February 2011 | 25 October 2012 |
| UBS Securities Asia Limited | RE | 2 | 29 May 2007 | 23 June 2007 |
| UBS Securities Asia Limited | RE | 1 | 29 May 2007 | 23 June 2007 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 9 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 6 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 01 August 2003 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 7 | 01 April 2003 | 01 August 2003 |