SFC Licences of LU Wen Pin 盧文彬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tokio Marine Investment Services, Limited 東京海上投資管理有限公司 | RE | 4 | 10 July 2006 | 29 February 2008 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 08 July 2003 | 23 June 2006 |