SFC Licences of CHEN Yung, Lawrence 鄭勇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 02 September 2014 | |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 22 April 2014 | 02 September 2014 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 14 November 2013 | 07 April 2014 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 14 November 2013 | 07 April 2014 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 | RE | 1 | 14 November 2013 | 07 April 2014 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 13 May 2008 | 22 March 2010 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 25 April 2008 | 22 March 2010 |
| Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 22 August 2006 | 06 April 2008 |
| HSBC Securities (Asia) Limited | RE | 4 | 01 April 2003 | 03 September 2004 |
| HSBC Securities (Asia) Limited | RE | 6 | 01 April 2003 | 10 December 2003 |
| HSBC Securities (Asia) Limited | RE | 9 | 01 April 2003 | 10 December 2003 |