SFC Licences of XU Jun 徐俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 27 April 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 9 12 August 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 24 March 2005 06 February 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 March 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 03 March 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 03 March 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004