SFC Licences of LIU Ying Chen 劉迎晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Eminence Capital Partners Limited 卓高資本有限公司 RO 6 22 August 2019
Eminence Capital Partners Limited 卓高資本有限公司 RE 6 09 August 2019 22 August 2019
First Capital Securities Limited 首控證券有限公司 RE 1 13 February 2019 30 April 2019
First Capital International Finance Limited 首控國際金融有限公司 RO 6 09 October 2017 30 April 2019
Arta Corporate Advisory Limited 裕承企業顧問有限公司 RO 6 02 June 2017 18 August 2017
First Capital International Finance Limited 首控國際金融有限公司 RO 6 09 March 2017 30 April 2017
First Capital International Finance Limited 首控國際金融有限公司 RE 6 01 February 2017 09 March 2017
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RO 6 06 June 2014 27 April 2016
China Everbright Capital Limited 中國光大融資有限公司 RE 6 25 June 2004 14 April 2007
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 6 01 April 2003 20 May 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 4 01 April 2003 18 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 4 01 April 2003 18 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 6 01 April 2003 18 May 2004
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RE 9 01 April 2003 18 May 2004
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RE 9 01 April 2003 18 May 2004