SFC Licences of LEE Ka Wing 李家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RO | 6 | 15 March 2019 | |
| Zhongtai International Capital Limited 中泰國際融資有限公司 | RO | 1 | 15 March 2019 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 10 October 2014 | 04 February 2019 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 30 July 2008 | 04 February 2019 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 23 June 2008 | 10 October 2014 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 24 April 2007 | 30 July 2008 |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 6 | 01 April 2003 | 01 April 2007 |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 4 | 01 April 2003 | 24 May 2004 |
| Oriental Patron Asia Limited 東英亞洲有限公司 | RE | 9 | 01 April 2003 | 24 May 2004 |