SFC licenceholder AHQ348 HOSIE Neil Cameron

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 28 February 2020

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 21 September 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities), [7] (Providing Automated Trading Services) 21 September 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [2] (Dealing in Futures Contracts) 17 July 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 17 July 2017 21 September 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 17 July 2017 21 September 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO [7] (Providing Automated Trading Services) 16 April 2010 31 March 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO [4] (Advising on Securities) 13 May 2009 31 March 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO [1] (Dealing in Securities) 26 March 2009 31 March 2017
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE [1] (Dealing in Securities) 02 July 2004 26 March 2009
UBS Securities Asia Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities), [5] (Advising on Futures Contracts), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 28 May 2004