SFC Licences of LI Ka Fai 李家輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 07 March 2007 | 01 March 2022 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 | RE | 1 | 16 February 2005 | 09 February 2007 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 01 April 2003 | 12 August 2004 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 9 | 01 April 2003 | 13 April 2004 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 6 | 01 April 2003 | 13 April 2004 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 4 | 01 April 2003 | 13 April 2004 |